Catanese George 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 18, 2023
Insider Transaction Report
Form 4
Catanese George
Senior Vice President
Transactions
- Tax Payment
Common Stock
2023-12-15$110.88/sh−280$31,046→ 12,191 total - Award
Restricted Stock Units
2023-12-15+2,976→ 2,976 totalExp: 2028-12-15→ Common Stock (2,976 underlying) - Award
Restricted Stock Units
2023-12-15+947→ 947 totalFrom: 2026-12-15Exp: 2026-12-15→ Common Stock (947 underlying) - Exercise/Conversion
Common Stock
2023-12-15+759→ 12,471 total - Exercise/Conversion
Restricted Stock Units
2023-12-15−759→ 0 totalFrom: 2023-12-15Exp: 2023-12-15→ Common Stock (759 underlying)
Holdings
- 268(indirect: ESOP)
Common Stock
Footnotes (5)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023.
- [F3]RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
- [F4]The RSU grant was previously reported as covering 506 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
- [F5]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.