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4//SEC Filing

Dowdle Jeffrey A 4

Accession 0001225208-23-011251

CIK 0000720005other
View on SEC.govCompany Profile

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 10:11 AM ET

Size

16.0 KB

Accession

0001225208-23-011251

Insider Transaction Report

Form 4
Period: 2023-12-15
RAYMOND JAMES FINANCIAL INCRJF
Dowdle Jeffrey A
President, AMS - RJA
Transactions
  • Exercise/Conversion

    Common Stock

    2023-12-15+2,768→ 52,766 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-15−2,768→ 0 total
    From: 2023-12-15Exp: 2023-12-15→ Common Stock (2,768 underlying)
  • Award

    Restricted Stock Units

    2023-12-15+3,044→ 3,044 total
    From: 2026-12-15Exp: 2026-12-15→ Common Stock (3,044 underlying)
  • Tax Payment

    Common Stock

    2023-12-15$110.88/sh−1,024$113,541→ 51,742 total
  • Award

    Restricted Stock Units

    2023-12-15+5,411→ 5,411 total
    Exp: 2028-12-15→ Common Stock (5,411 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    13,439

  • Common Stock

    (indirect: UTMA Custodian for Son GT)
    1,125

  • Common Stock

    (indirect: by Daughter EC)
    1,125
Footnotes (7)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes 233 shares of common stock acquired on December 4, 2023, pursuant to the registrant's Employee Stock Purchase Plan.
  • [F3]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F4]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023.
  • [F5]RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
  • [F6]The RSU grant was previously reported as covering 1,845 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
  • [F7]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

→
Entity typeother

Related Parties

1
  • filerCIK 0001541020

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 10:11 AM ET
Size
16.0 KB
View on SEC.gov