Dowdle Jeffrey A 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 19, 2023

Form 4

Period: 2023-12-15

President, AMS - RJA

Transactions

Exercise/Conversion
Common Stock
2023-12-15+2,768→ 52,766 total
Exercise/Conversion
Restricted Stock Units
2023-12-15−2,768→ 0 total
From: 2023-12-15Exp: 2023-12-15→ Common Stock (2,768 underlying)
Award
Restricted Stock Units
2023-12-15+3,044→ 3,044 total
From: 2026-12-15Exp: 2026-12-15→ Common Stock (3,044 underlying)
Tax Payment
Common Stock
2023-12-15$110.88/sh−1,024$113,541→ 51,742 total
Award
Restricted Stock Units
2023-12-15+5,411→ 5,411 total
Exp: 2028-12-15→ Common Stock (5,411 underlying)

Holdings

Footnotes (7)

[F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[F2]Includes 233 shares of common stock acquired on December 4, 2023, pursuant to the registrant's Employee Stock Purchase Plan.
[F3]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
[F4]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023.
[F5]RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
[F6]The RSU grant was previously reported as covering 1,845 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
[F7]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file