Goris Patrick P. 4
4 · CARRIER GLOBAL Corp · Filed Feb 1, 2024
Insider Transaction Report
Form 4
Goris Patrick P.
EVP, Chief Finance/Strat Ofcr
Transactions
- Award
Stock Appreciation Right
2024-01-30+77,295→ 77,295 totalExercise: $56.33From: 2027-01-30Exp: 2034-01-29→ Common Stock (77,295 underlying) - Award
Stock Appreciation Right
2024-01-30+172,535→ 172,535 totalExercise: $56.33From: 2029-01-30Exp: 2034-01-29→ Common Stock (172,535 underlying)
Footnotes (2)
- [F1]The reporting person was also awarded 29,980 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
- [F2]The reporting person was also awarded 44,615 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest equally on the third, fourth, and fifth anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth over a three-year time period.