4//SEC Filing
Gitlin David L. 4
Accession 0001225208-24-001805
CIK 0001783180other
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 4:26 PM ET
Size
22.1 KB
Accession
0001225208-24-001805
Insider Transaction Report
Form 4
Gitlin David L.
DirectorChairman and CEO
Transactions
- Exercise/Conversion
Common Stock
2024-02-08$19.24/sh+39,158$753,400→ 954,077 total - Tax Payment
Common Stock
2024-02-08$54.06/sh−176,730$9,554,024→ 777,347 total - Exercise/Conversion
Stock Appreciation Right
2024-02-08−39,158→ 0 totalExercise: $19.24From: 2018-01-02Exp: 2025-01-01→ Common Stock (39,158 underlying) - Exercise/Conversion
Stock Appreciation Right
2024-02-08−320,042→ 0 totalExercise: $21.43From: 2021-01-02Exp: 2028-01-01→ Common Stock (320,042 underlying) - Exercise/Conversion
Common Stock
2024-02-08$21.43/sh+320,042$6,858,500→ 800,850 total - Exercise/Conversion
Common Stock
2024-02-08$15.98/sh+67,250$1,074,655→ 868,100 total - Exercise/Conversion
Common Stock
2024-02-08$18.53/sh+46,819$867,556→ 914,919 total - Sale
Common Stock
2024-02-08$54.16/sh−354,539$19,203,073→ 422,808 total - Exercise/Conversion
Stock Appreciation Right
2024-02-08−67,250→ 0 totalExercise: $15.98From: 2019-01-04Exp: 2026-01-03→ Common Stock (67,250 underlying) - Exercise/Conversion
Stock Appreciation Right
2024-02-08−46,819→ 0 totalExercise: $18.53From: 2020-01-03Exp: 2027-01-02→ Common Stock (46,819 underlying)
Holdings
- 176,397(indirect: By Trust)
Common Stock
- 102,374(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
- [F2]The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.51 to $54.665 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Documents
Issuer
CARRIER GLOBAL Corp
CIK 0001783180
Entity typeother
Related Parties
1- filerCIK 0001631473
Filing Metadata
- Form type
- 4
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 4:26 PM ET
- Size
- 22.1 KB