4//SEC Filing
DIMON JAMES 4
Accession 0001225208-24-004556
CIK 0000019617other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 4:16 PM ET
Size
13.5 KB
Accession
0001225208-24-004556
Insider Transaction Report
Form 4
DIMON JAMES
DirectorChairman & CEO
Transactions
- Exercise/Conversion
Common Stock
2024-03-25+292,666.859→ 604,527.859 total - Tax Payment
Common Stock
2024-03-25$195.65/sh−161,844.859$31,664,947→ 442,683 total - Exercise/Conversion
Performance Share Units
2024-03-25−292,666.859→ 0 total→ Common Stock (292,666.859 underlying)
Holdings
- 3,708,082(indirect: By Trust)
Common Stock
- 2,932,607(indirect: By GRATs)
Common Stock
- 152,940(indirect: By LLC)
Common Stock
- 595,316(indirect: By Spouse)
Common Stock
- 8,696.894(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a Performance Share Unit (PSU) award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant.
- [F2]Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.
- [F3]Balance reflects 1,026,788 shares transferred from a GRAT to the Grantor's Family Trusts on Feb 12, 2024. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
- [F4]Balance reflects 1,026,788 shares transferred from a Grantor Annuuity Retained Trust to the Grantor's Family Trusts on Feb 12, 2024. This transfer is exempt from Section 16 pursuant to Rule 16a-13.
- [F5]Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
- [F6]Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2023, as provided under the terms of a PSU award granted on January 19, 2021, and as previously reported on a Form 4 filed on March 21, 2024. The PSUs settled in shares of common stock on March 25, 2024. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant.
Documents
Issuer
JPMORGAN CHASE & CO
CIK 0000019617
Entity typeother
Related Parties
1- filerCIK 0001195345
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 4:16 PM ET
- Size
- 13.5 KB