Home/Filings/4/0001225208-24-008610
4//SEC Filing

HARTENSTEIN EDDY W 4

Accession 0001225208-24-008610

CIK 0000908937other

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 8:42 PM ET

Size

27.9 KB

Accession

0001225208-24-008610

Insider Transaction Report

Form 4
Period: 2024-09-09
Transactions
  • Award

    Common Stock

    2024-09-09+17,03834,262 total(indirect: By Trust)
  • Disposition to Issuer

    Common Stock

    2024-09-0917,20817,054 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-09-0979,5000 total
    Exercise: $3.71From: 2017-05-25Exp: 2026-05-25Common Stock (79,500 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-09-09+7,6107,610 total
    Exercise: $36.50From: 2024-09-09Exp: 2025-05-20Common Stock (7,610 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-09-09+7,9507,950 total
    Exercise: $37.10From: 2024-09-09Exp: 2026-05-25Common Stock (7,950 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-09-09+2,4702,470 total
    Exercise: $68.10From: 2024-09-09Exp: 2028-06-05Common Stock (2,470 underlying)
  • Award

    Common Stock

    2024-09-09+11,640281,233 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-09-0976,1000 total
    Exercise: $3.65From: 2016-05-20Exp: 2025-05-20Common Stock (76,100 underlying)
  • Disposition to Issuer

    Common Stock

    2024-09-09269,59311,640 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-09-0924,7000 total
    Exercise: $6.81From: 2019-06-05Exp: 2028-06-05Common Stock (24,700 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-09-09+3,6603,660 total
    Exercise: $46.10From: 2024-09-09Exp: 2027-05-19Common Stock (3,660 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-09-0936,6000 total
    Exercise: $4.61From: 2018-05-19Exp: 2027-05-19Common Stock (36,600 underlying)
Footnotes (4)
  • [F1]Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc.
  • [F2]Represents the number of shares of common stock beneficially owned following the transactions described herein.
  • [F3]Amount also includes 16 shares of common stock of New Sirius XM received in connection with the Merger resulting from the redemption of Liberty Media Corporation's Series C Liberty SiriusXM common stock, par value $0.01 per share in exchange for 0.83750 (the "Exchange Ratio") shares of New Sirius XM common stock.
  • [F4]Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option.

Documents

1 file

Issuer

SIRIUS XM HOLDINGS INC.

CIK 0000908937

Entity typeother

Related Parties

1
  • filerCIK 0001142524

Filing Metadata

Form type
4
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 8:42 PM ET
Size
27.9 KB