4//SEC Filing
O'Connor Kevin J. 4
Accession 0001225208-24-009822
CIK 0001783180other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 4:53 PM ET
Size
13.7 KB
Accession
0001225208-24-009822
Insider Transaction Report
Form 4
O'Connor Kevin J.
VP, Chief Legal Officer
Transactions
- Exercise/Conversion
Stock Appreciation Right
2024-11-06$74.28/sh−32,000$2,376,960→ 78,200 totalExercise: $16.55From: 2023-05-14Exp: 2030-05-13→ Common Stock (32,000 underlying) - Exercise/Conversion
Common Stock
2024-11-06$25.60/sh+217,150$5,559,040→ 263,233 total - Exercise/Conversion
Common Stock
2024-11-06$16.55/sh+32,000$529,600→ 295,233 total - Sale
Common Stock
2024-11-06$73.46/sh−167,183$12,281,698→ 46,083 total - Tax Payment
Common Stock
2024-11-06$74.28/sh−81,967$6,088,509→ 213,266 total - Exercise/Conversion
Stock Appreciation Right
2024-11-06$74.28/sh−217,150$16,129,902→ 0 totalExercise: $25.60From: 2023-01-02Exp: 2030-01-01→ Common Stock (217,150 underlying)
Footnotes (2)
- [F1]The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
- [F2]The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $73.00 to $73.93 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Documents
Issuer
CARRIER GLOBAL Corp
CIK 0001783180
Entity typeother
Related Parties
1- filerCIK 0001808321
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 4:53 PM ET
- Size
- 13.7 KB