4//SEC Filing
Larson Katherine H 4
Accession 0001225208-24-010467
CIK 0000720005other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 5:10 PM ET
Size
19.0 KB
Accession
0001225208-24-010467
Insider Transaction Report
Form 4
Larson Katherine H
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2024-11-30+525→ 2,524 total - Tax Payment
Common Stock
2024-11-30$169.28/sh−128$21,668→ 2,396 total - Exercise/Conversion
Restricted Stock Units
2024-11-30−525→ 525 totalExp: 2025-11-30→ Common Stock (525 underlying) - Tax Payment
Common Stock
2024-11-30$169.28/sh−242$40,966→ 2,154 total - Gift
Common Stock
2024-12-03−60→ 2,094 total - Sale
Common Stock
2024-12-03$166.01/sh−1,492$247,691→ 602 total - Exercise/Conversion
Common Stock
2024-11-30+996→ 1,999 total - Exercise/Conversion
Restricted Stock Units
2024-11-30−996→ 664 totalExp: 2026-11-30→ Common Stock (996 underlying)
Holdings
- 445(indirect: ESOP)
Common Stock
- 161(indirect: By Spouse)
Common Stock
Footnotes (8)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]The reporting person effected multiple gifts on the same day in different amounts.
- [F3]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Reflects the weighted average sale price. The range of prices for such transaction was $165.78 to $166.29.
- [F5]Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
- [F6]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
- [F7]RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.
- [F8]RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0002034572
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 5:10 PM ET
- Size
- 19.0 KB