Carter Horace 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 5, 2024
Insider Transaction Report
Form 4
Carter Horace
President, Fixed Income
Transactions
- Sale
Common Stock
2024-12-04$165.03/sh−5,000$825,147→ 34,603 total
Holdings
- 1,332(indirect: ESOP)
Common Stock
Footnotes (3)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction was $164.95 to $165.10.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.