CARRIER GLOBAL Corp·4

Feb 19, 5:51 PM ET

Crockett Kyle 4

4 · CARRIER GLOBAL Corp · Filed Feb 19, 2025

Insider Transaction Report

Form 4
Period: 2025-02-14
Crockett Kyle
VP, Controller & CAO
Transactions
  • Exercise/Conversion

    Common Stock

    2025-02-14$38.33/sh+24,545$940,81032,243 total
  • Exercise/Conversion

    Common Stock

    2025-02-14$47.51/sh+21,075$1,001,27353,318 total
  • Tax Payment

    Common Stock

    2025-02-14$65.17/sh14,436$940,79438,882 total
  • Tax Payment

    Common Stock

    2025-02-14$65.17/sh15,364$1,001,27223,518 total
  • Sale

    Common Stock

    2025-02-14$65.18/sh18,945$1,234,8844,573 total
  • Exercise/Conversion

    Stock Appreciation Right

    2025-02-14$65.17/sh21,075$1,373,4580 total
    Exercise: $47.51From: 2025-02-02Exp: 2032-02-01Common Stock (21,075 underlying)
  • Exercise/Conversion

    Stock Appreciation Right

    2025-02-14$65.17/sh24,545$1,599,5980 total
    Exercise: $38.33From: 2024-02-04Exp: 2031-02-03Common Stock (24,545 underlying)
Footnotes (2)
  • [F1]The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
  • [F2]The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $65.1705 to $65.185 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Documents

1 file
  • 4
    doc4.xmlPrimary