Thornton Matthew III 4
4 · NUVEEN FLOATING RATE INCOME FUND · Filed Feb 27, 2025
Insider Transaction Report
Form 4
Thornton Matthew III
Other
Transactions
- Exercise of In-Money
Common Stock
2025-02-25$8.20/sh+5,800$47,560→ 34,800 total - Exercise of In-Money
Subscription right
2025-02-25−29,000→ 0 totalExercise: $8.20From: 2025-01-21Exp: 2025-02-19→ Common Stock (5,800 underlying)
Footnotes (1)
- [F1]Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b).