RAYMOND JAMES FINANCIAL INC·4

Dec 2, 4:44 PM ET

Larson Katherine H 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 2, 2025

Insider Transaction Report

Form 4
Period: 2025-11-30
Larson Katherine H
Chief Accounting Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2025-11-30+8631,465 total
  • Exercise/Conversion

    Common Stock

    2025-11-30+5251,990 total
  • Exercise/Conversion

    Common Stock

    2025-11-30+3322,322 total
  • Tax Payment

    Common Stock

    2025-11-30$156.54/sh80$12,5232,242 total
  • Tax Payment

    Common Stock

    2025-11-30$156.54/sh128$20,0372,114 total
  • Tax Payment

    Common Stock

    2025-11-30$156.54/sh210$32,8731,904 total
  • Exercise/Conversion

    Common Stock

    2025-12-02+931,997 total
  • Tax Payment

    Common Stock

    2025-12-02$155.83/sh22$3,4281,975 total
  • Exercise/Conversion

    Restricted Stock Units

    2025-11-305250 total
    Exp: 2025-11-30Common Stock (525 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2025-11-30332332 total
    Exp: 2026-11-30Common Stock (332 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2025-11-30863576 total
    Exp: 2027-11-30Common Stock (863 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2025-12-02930 total
    From: 2025-12-02Exp: 2025-12-02Common Stock (93 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    193
  • Common Stock

    (indirect: ESOP)
    493
Footnotes (6)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
  • [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
  • [F4]RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.
  • [F5]RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.
  • [F6]RSUs vested 60% on 11/30/2025 and will vest 20% on 11/30/2026 and 20% on 11/30/2027.

Documents

1 file
  • 4
    doc4.xmlPrimary