RAYMOND JAMES FINANCIAL INC·4

Dec 2, 4:52 PM ET

Curtis Scott A 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 2, 2025

Insider Transaction Report

Form 4
Period: 2025-11-30
Curtis Scott A
President - RJFS
Transactions
  • Exercise/Conversion

    Common Stock

    2025-11-30+1,500167,626 total
  • Exercise/Conversion

    Common Stock

    2025-11-30+1,264168,890 total
  • Tax Payment

    Common Stock

    2025-11-30$156.54/sh406$63,555168,484 total
  • Tax Payment

    Common Stock

    2025-11-30$156.54/sh482$75,452168,002 total
  • Exercise/Conversion

    Restricted Stock Units

    2025-11-301,5000 total
    Exp: 2025-11-30Common Stock (1,500 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2025-11-301,2641,264 total
    Exp: 2026-11-30Common Stock (1,264 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    4,190
Footnotes (4)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
  • [F3]RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.
  • [F4]RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Documents

1 file
  • 4
    doc4.xmlPrimary