Haynes Morgan Tarazeta J 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 2, 2025

Form 4

Period: 2025-11-30

Chief Audit Executive

Transactions

Exercise/Conversion
Common Stock
2025-11-30+495→ 4,126 total
Exercise/Conversion
Common Stock
2025-11-30+450→ 4,576 total
Exercise/Conversion
Common Stock
2025-11-30+347→ 4,923 total
Tax Payment
Common Stock
2025-11-30$156.54/sh−84$13,149→ 4,839 total
Tax Payment
Common Stock
2025-11-30$156.54/sh−110$17,219→ 4,729 total
Tax Payment
Common Stock
2025-11-30$156.54/sh−120$18,785→ 4,609 total
Exercise/Conversion
Restricted Stock Units
2025-11-30−450→ 0 total
Exp: 2025-11-30→ Common Stock (450 underlying)
Exercise/Conversion
Restricted Stock Units
2025-11-30−347→ 1,338 total
Exp: 2026-11-30→ Common Stock (347 underlying)
Exercise/Conversion
Restricted Stock Units
2025-11-30−495→ 843 total
Exp: 2026-11-30→ Common Stock (495 underlying)

Holdings

Footnotes (4)

[F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 24, 2025.
[F3]RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.
[F4]RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.

Documents

1 file