4//SEC Filing
REILLY PAUL C 4
Accession 0001225208-25-010012
CIK 0000720005other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 8:04 PM ET
Size
31.8 KB
Accession
0001225208-25-010012
Insider Transaction Report
Form 4
REILLY PAUL C
DirectorPresident
Transactions
- Exercise/Conversion
Common Stock
2025-12-15+54,406→ 480,526 total - Exercise/Conversion
Common Stock
2025-12-15+30,853→ 511,379 total - Exercise/Conversion
Common Stock
2025-12-15+7,073→ 518,452 total - Tax Payment
Common Stock
2025-12-15$163.85/sh−2,652$434,530→ 515,800 total - Tax Payment
Common Stock
2025-12-15$163.85/sh−11,570$1,895,745→ 504,230 total - Sale
Common Stock
2025-12-15$164.22/sh−20,270$3,328,675→ 483,960 total - Tax Payment
Common Stock
2025-12-15$163.85/sh−20,399$3,342,376→ 463,561 total - Tax Payment
Common Stock
2025-12-15$163.85/sh−22,466$3,681,054→ 441,095 total - Gift
Common Stock
2025-12-15−30,516→ 410,579 total - Tax Payment
Common Stock
2025-12-15$163.85/sh−39,616$6,491,082→ 370,963 total - Sale
Common Stock
2025-12-15$163.24/sh−53,660$8,759,254→ 317,303 total - Sale
Common Stock
2025-12-15$162.69/sh−56,757$9,233,513→ 260,546 total - Exercise/Conversion
Restricted Stock Units
2025-12-15−7,073→ 4,715 totalExp: 2027-12-15→ Common Stock (7,073 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-15−30,853→ 54,406 totalFrom: 2025-12-15Exp: 2025-12-15→ Common Stock (30,853 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-15−54,406→ 0 totalFrom: 2025-12-15Exp: 2025-12-15→ Common Stock (54,406 underlying) - Award
Restricted Stock Units
2025-12-15+20,751→ 20,751 totalFrom: 2028-12-15Exp: 2028-12-15→ Common Stock (20,751 underlying)
Holdings
- 1,998(indirect: ESOP)
Common Stock
Footnotes (9)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Mr. Reilly, age 71, is effecting the sales reported herein as part of a comprehensive diversification and estate planning process. By annually selling shares as his RSUs vest during recent years, he has consistently maintained a stable net position in Raymond James Financial, Inc. (RJF) common stock. Following these sales, Mr. Reilly's stock ownership will likewise remain at approximately the same level. Consistent with his strong confidence in the company and its senior management, Mr. Reilly currently intends to maintain approximately the same level of ownership for as long as he serves on the Board, which level is also significantly in excess of applicable requirements under the company's Director and Executive Officer Stock Ownership Policy.
- [F4]Reflects the weighted average sale price. The range of prices for such transaction was $163.97 to $164.78.
- [F5]Reflects the weighted average sale price. The range of prices for such transaction was $162.96 to $163.95.
- [F6]Reflects the weighted average sale price. The range of prices for such transaction was $161.96 to $162.95
- [F7]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2025.
- [F8]RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027.
- [F9]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001240439
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 8:04 PM ET
- Size
- 31.8 KB