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4//SEC Filing

Elwyn Tashtego S 4

Accession 0001225208-25-010024

CIK 0000720005other

View on SEC.gov Company Profile

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 11:30 AM ET

Size

28.1 KB

Accession

0001225208-25-010024

Insider Transaction Report

Form 4

Period: 2025-12-12

RAYMOND JAMES FINANCIAL INCRJF

Elwyn Tashtego S

President - RJA

Transactions

Gift
Common Stock
2025-12-12−2,703→ 36,228 total
Exercise/Conversion
Common Stock
2025-12-15+27,203→ 63,431 total
Exercise/Conversion
Common Stock
2025-12-15+4,194→ 67,625 total
Exercise/Conversion
Common Stock
2025-12-15+3,264→ 70,889 total
Tax Payment
Common Stock
2025-12-15$163.85/sh−1,284$210,383→ 69,605 total
Tax Payment
Common Stock
2025-12-15$163.85/sh−1,651$270,516→ 67,954 total
Tax Payment
Common Stock
2025-12-15$163.85/sh−2,136$349,984→ 65,818 total
Tax Payment
Common Stock
2025-12-15$163.85/sh−10,704$1,753,850→ 55,114 total
Exercise/Conversion
Restricted Stock Units
2025-12-15−3,264→ 47,515 total
Exp: 2027-12-15→ Common Stock (3,264 underlying)
Exercise/Conversion
Restricted Stock Units
2025-12-15−27,203→ 20,312 total
Exp: 2027-12-15→ Common Stock (27,203 underlying)
Award
Restricted Stock Units
2025-12-15+3,661→ 3,661 total
Exp: 2030-12-15→ Common Stock (3,661 underlying)
Exercise/Conversion
Restricted Stock Units
2025-12-15−4,194→ 0 total
From: 2025-12-15Exp: 2025-12-15→ Common Stock (4,194 underlying)
Award
Restricted Stock Units
2025-12-15+6,103→ 6,103 total
From: 2028-12-15Exp: 2028-12-15→ Common Stock (6,103 underlying)

Holdings

Common Stock
(indirect: ESOP)
7,492
Common Stock
(indirect: UTMA Custodian for Daughter)
75

Footnotes (7)

[F1]The reporting person effected multiple gifts on the same day in different amounts.
[F2]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2025.
[F4]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
[F5]RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027.
[F6]RSUs vest 60% on 12/15/2028, 20% on 12/15/2029, and 20% on 12/15/2030.
[F7]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file

4
doc4.xmlPrimary

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1

filerCIK 0001601145

Filing Metadata

Form type: 4
Filed: Dec 15, 7:00 PM ET
Accepted: Dec 16, 11:30 AM ET
Size: 28.1 KB

View on SEC.gov