SORSBY J LARRY 4/A

Accession 0001225208-25-010116

CIK 0000357294other

View on SEC.gov Company Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 11:21 AM ET

Size

20.6 KB

Accession

0001225208-25-010116

Insider Transaction Report

Form 4/AAmended

Period: 2025-10-31

HOVNANIAN ENTERPRISES INCHOV

SORSBY J LARRY

DirectorExec. VP and CFO

Transactions

Tax Payment
Class A Common Stock
2025-10-31$120.23/sh−5,525$664,271→ 133,354 total
Exercise/Conversion
Class A Common Stock
2025-11-03+32,331→ 165,685 total
Exercise/Conversion
Class A Common Stock
2025-11-03+29,532→ 195,217 total
Exercise/Conversion
Class A Common Stock
2025-11-03+21,200→ 216,417 total
Tax Payment
Class A Common Stock
2025-11-03$122.33/sh−48,311$5,909,885→ 168,106 total
Exercise/Conversion
Performance Share Units (2021)
2025-11-03−21,200→ 0 total
→ Class A Common Stock (21,200 underlying)
Exercise/Conversion
Performance Share Units (2022)
2025-11-03−32,331→ 0 total
→ Class A Common Stock (32,331 underlying)
Exercise/Conversion
Performance Share Units (2023)
2025-11-03−29,532→ 0 total
→ Class A Common Stock (29,532 underlying)

Holdings

Class A Common Stock
(indirect: Held by GRAT)
6,845
Class A Common Stock
(indirect: By Spouse)
3,200
Class A Common Stock
(indirect: By Spouse)
4,056

Footnotes (8)

[F1]This Form 4/A amends and restates the original Form 4 filed by the Reporting Person on November 4, 2025 to report the settlement of vested performance share awards on November 3, 2025 and update the beneficial ownership of the Reporting Person after such transactions and a reconciliation of the Reporting Person's records.
[F2]Reflects an adjustment to the number of shares beneficially owned by the Reporting Person after a reconciliation of the Reporting Person's records. Reflects a transfer of shares of Class A Common Stock from the Reporting Person's grantor retained annuity trust ("GRAT") to the Reporting Person exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
[F3]Reflects shares of Class A Common Stock received upon settlement of vested Performance Share Units pursuant to the terms of the award granted on June 10, 2022.
[F4]Reflects shares of Class A Common Stock received upon settlement of vested Performance Share Units pursuant to the terms of the award granted on June 9, 2023.
[F5]Reflects shares of Class A Common Stock received upon settlement of vested Performance Share Units pursuant to the terms of the award granted on June 11, 2021.
[F6]Reflects a transfer of shares of Class A Common Stock from the GRAT of the Reporting Person's spouse to the Reporting Person's spouse exempt from reporting under Rule 16a-13 of the Exchange Act.
[F7]Vested Performance Share Units convert into Class A Common Stock on a one-for-one basis.
[F8]Represents vested Performance Share Units that settled into shares of Class A Common Stock on November 3, 2025, pursuant to the terms of the award.

Documents

1 file

4
doc4a.xml

Issuer

HOVNANIAN ENTERPRISES INC

CIK 0000357294

→

Entity typeother

Related Parties

filerCIK 0001211054

Filing Metadata

Form type: 4/A
Filed: Dec 17, 7:00 PM ET
Accepted: Dec 18, 11:21 AM ET
Size: 20.6 KB

View on SEC.gov