4//SEC Filing
Chung Bruce 4
Accession 0001225208-26-000409
CIK 0001013871other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 6:39 PM ET
Size
24.7 KB
Accession
0001225208-26-000409
Insider Transaction Report
Form 4
Chung Bruce
EVP & CFO
Transactions
- Exercise/Conversion
Common Stock, par value $.01 per share
2026-01-02+64,010→ 132,625 total - Exercise/Conversion
Common Stock, par value $.01 per share
2026-01-02$166.16/sh+5,114$849,742→ 137,739 total - Award
Common Stock, par value $.01 per share
2026-01-02+4,626→ 142,365 total - Tax Payment
Common Stock, par value $.01 per share
2026-01-02$166.16/sh−1,558$258,877→ 140,807 total - Tax Payment
Common Stock, par value $.01 per share
2026-01-02$166.16/sh−2,787$463,088→ 138,020 total - Tax Payment
Common Stock, par value $.01 per share
2026-01-02$166.16/sh−3,516$584,219→ 134,504 total - Tax Payment
Common Stock, par value $.01 per share
2026-01-02$166.16/sh−35,357$5,874,919→ 99,147 total - Sale
Common Stock, par value $.01 per share
2026-01-06$158.79/sh−7,617$1,209,503→ 91,530 total - Exercise/Conversion
Dividend Equivalent Rights
2026-01-02$166.16/sh+5,114$849,742→ 5,114 totalExercise: $0.00From: 2026-01-02Exp: 2026-01-02→ Common Stock, par value $.01 per share (5,114 underlying) - Exercise/Conversion
Relative Performance Stock Units
2026-01-02−64,010→ 0 totalExercise: $0.00From: 2026-01-02Exp: 2026-01-02→ Common Stock, par value $.01 per share (64,010 underlying) - Award
Relative Performance Stock Units
2026-01-02+9,393→ 9,393 totalExercise: $0.00From: 2029-01-02Exp: 2029-01-02→ Common Stock, par value $.01 per share (9,393 underlying)
Footnotes (9)
- [F1]The Reporting Person was issued 64,010 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under NRG's Amended and Restated Long-Term Incentive Plan ("LTIP") that vested subject to certain performance conditions on January 2, 2026.
- [F2]In connection with the vesting of the RPSUs described above, an incremental 5,114 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
- [F3]Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.
- [F4]On January 2, 2025, the Reporting Person was issued 9,028 RSUs by NRG under the LTIP. On January 2, 2026, 3,006 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,558 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 40 DERs vested, resulting in the Reporting Person holding 409 DERs in the aggregate.
- [F5]On January 2, 2024, the Reporting Person was issued 15,776 RSUs by NRG under the LTIP. On January 2, 2026, 5,253 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,787 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 195 DERs vested, resulting in the Reporting Person holding 449 DERs in the aggregate.
- [F6]On January 2, 2023, the Reporting Person was issued 19,365 RSUs by NRG under the LTIP. On January 2, 2026, 6,468 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 3,516 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 516 DERs vested, resulting in the Reporting Person holding 644 DERs in the aggregate.
- [F7]The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 35,357 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation.
- [F8]This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F9]On January 2, 2026, the Reporting Person was issued 9,393 RPSUs by NRG under the LTIP that vest on January 2, 2029, subject to certain performance conditions.
Documents
Issuer
NRG ENERGY, INC.
CIK 0001013871
Entity typeother
Related Parties
1- filerCIK 0001940921
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 6:39 PM ET
- Size
- 24.7 KB