Goris Patrick P. 4

What Happened

• Patrick P. Goris, Executive Vice President & Chief Financial & Strategy Officer of Carrier Global Corp (CARR), was granted 134,405 shares as an award on 2026-01-28. The Form 4 records the grant as a derivative acquisition at $0.00 per share (transaction code A). The reported award also includes 37,250 Performance Share Units (PSUs) described in the filing.

Key Details

• Transaction date: 2026-01-28; Filing date (Form 4): 2026-01-30.
• Grant reported as 134,405 shares @ $0.00 (derivative award; transaction code A).
• Footnote: 37,250 of the units are PSUs that each represent a contingent right to one share and vest on the third anniversary of the grant only if the executive remains employed and Carrier meets predefined EPS growth and total shareholder return targets versus a subset of S&P 500 industrials.
• Shares owned after the transaction: not specified in the provided filing summary.
• Filing timeliness: filed two days after the grant date (no late filing flag indicated).

Context

• This is a compensation equity award, not an open-market purchase or sale—such grants are typical executive pay and are contingent on service and/or performance. The PSUs have performance and time-based vesting, so they only convert to actual shares if conditions are met at the end of the performance period.