TOME CAROL B 4

What Happened Carol B. Tome, Chief Executive Officer of United Parcel Service, was granted two derivative equity awards on February 4, 2026: 205,459 units and 7,790 units (213,249 units total). Both grants are reported as awards/acquisitions (code A) with an acquisition price of $0, meaning they were given as compensation rather than bought. These are compensation grants (not open-market purchases or sales).

Key Details

• Transaction date: February 4, 2026; Form 4 filed February 6, 2026 (appears filed within the required two business days).
• Grants reported as derivative awards at $0 per unit (no cash paid).
• Total units granted: 205,459 + 7,790 = 213,249 units.
• Shares owned after the transaction: not specified in the provided filing excerpt.
• Footnotes:
  • F1: Some awards (options) vest 20% annually beginning February 4, 2027.
  • F2: Restricted performance units convert automatically into one share of Class A common stock after the performance period.
• Transaction code: A (award/grant).

Context These grants are part of UPS’s long-term incentive compensation (routine executive compensation) and are recorded as derivative awards. One award series appears to be time-vested (20% per year starting 2/4/2027) and the other are performance-based restricted units that convert 1:1 into shares after the performance period. As with most grants, this is compensation-related and does not by itself indicate a buy or sell decision by the insider.