BARINGS CORPORATE INVESTORS·4

Mar 6, 11:38 AM ET

Emery Christina 4

4 · BARINGS CORPORATE INVESTORS · Filed Mar 6, 2026

Research Summary

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Barings Corporate Investors (MCI) President Emery Christina Acquires 36.8 Shares

What Happened
Emery Christina, President of Barings Corporate Investors (MCI), recorded an acquisition of 36.799 shares on 2026-03-05 at $20.42 per share, a notional value of roughly $751. The transaction is coded as an "other acquisition or disposition (J)" and reflects a derivative/notional allocation rather than the purchase of actual common stock.

Key Details

  • Transaction date: 2026-03-05; filing date: 2026-03-06 (timely).
  • Transaction: Other acquisition (code J) of 36.799 shares at $20.42 each; total value ≈ $751.
  • Nature of holding: Notional/derivative allocation under a non-qualified deferred compensation plan (per footnotes). No actual shares were issued; the value tracks the company’s common stock and reinvested dividends.
  • Exercise/vesting: The derivative is exercisable or payable only upon termination, retirement, or other plan-permitted events (per footnote F1).
  • Shares owned after transaction: Not specified in the filing.

Context
This was not an open-market buy of common stock but an allocation within a deferred-compensation plan offered to certain officers. Such notional allocations reflect decisions about compensation deferrals and do not mean the insider holds or sold actual company shares today.

Insider Transaction Report

Form 4
Period: 2026-03-05
Transactions
  • Other

    Barings Non-Qualified Thrift Plan

    [F1][F2]
    2026-03-05$20.42/sh+36.799$7515,943.333 total
    Common Shares ("Shares of Beneficial Interest") (36.799 underlying)
Footnotes (2)
  • [F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
  • [F2]Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Signature
Stacy Standridge, as Attorney-in-fact|2026-03-06

Documents

1 file
  • 4
    doc4.xmlPrimary