Mosconi Patricia Ann 4

What Happened

• Patricia Ann Mosconi, a director of Broadridge Financial Solutions (BR), was granted a total of 2,206 equity units on 2026-03-05: 420 shares recorded as acquired and 1,786 derivative units. Each transaction shows a $0.00 acquisition price (these were awards, not purchases), so no cash changed hands at grant.

Key Details

• Transaction date: 2026-03-05; Filing date: 2026-03-06 (timely; within required reporting window).
• Grants: 420 shares (non-derivative award) and 1,786 deferred stock units (derivative award); total 2,206 units.
• Price: $0.00 per share as reported (award/grant).
• Shares owned after transaction: not specified in the filing.
• Footnote (F1): The 1,786 Deferred Stock Units vest in full upon grant but will settle in Broadridge common stock only when the director separates from service. (This means the units represent a right to receive shares later, not immediate shares.)
• No indication of a 10b5-1 plan, tax withholding sale, or late filing in this report.

Context

• These entries are compensation awards to a director, not open-market purchases or sales. Deferred stock units are common for board pay: they vest immediately for record purposes but are paid out as shares at a future separation date, so they do not reflect an immediate buy/sell decision.
• Because this is a grant (code A) and not a purchase, it should be viewed as routine director compensation rather than a direct signal of insiders buying or selling stock.