Carey Thomas P 4

What Happened Carey Thomas P, a Corporate Vice President at Broadridge Financial Solutions (BR), received an award on 2026-03-05 for 25,977 derivative shares (stock option award) at $0.00 per share. This grant is a compensation award (an acquisition of a derivative instrument) — no cash was paid and no shares were sold as part of this filing.

Key Details

• Transaction date: 2026-03-05; reported on Form 4 filed 2026-03-06.
• Transaction type/code: Award/Grant (A); derivative equity (options) acquired at $0.00.
• Number of option-covered shares: 25,977.
• Vesting: Options vest equally over 4 years beginning March 5, 2027 (per footnote F1).
• Shares owned after transaction: Not specified in the provided filing.
• Filing timeliness: Report appears filed the next day (not marked late).

Context This filing reports a grant of stock options (a derivative award) rather than an open-market purchase or sale. Such awards are commonly part of executive compensation and do not represent immediate buying or selling of shares; the options must vest (starting in 2027) and be exercised before the insider would acquire underlying shares.