DESCHUTTER DOUGLAS RICHARD 4

What Happened

Douglas R. Deschutter, Co‑President (ICS) of Broadridge Financial Solutions (BR), received a grant of 25,977 derivative securities on March 5, 2026. The grant is reported at $0.00 (no cash paid) and is recorded as a derivative award (stock options). This is a compensation grant rather than a market purchase or sale.

Key Details

• Transaction date: March 5, 2026; Form filed March 6, 2026 (timely filing).
• Transaction type: Award/Grant of derivative securities (reported at $0.00).
• Quantity: 25,977 derivative shares (stock options).
• Vesting: Options vest equally over 4 years beginning March 5, 2027 (per footnote).
• Shares owned after transaction: Not specified in the filing.
• No 10b5‑1 plan, tax‑withholding or sale noted in this filing.

Context

This was a typical executive compensation grant of stock options. Because these are derivative awards with a future vesting schedule, they do not represent an immediate purchase or sale of stock and have no immediate cash cost to the insider. The filing does not disclose an exercise price or immediate market value, so the total future value will depend on Broadridge’s stock performance and the option strike price when/if exercised.