BROADRIDGE FINANCIAL SOLUTIONS, INC.·4

Mar 6, 1:39 PM ET

Gokey Timothy C 4

4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Mar 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadridge CEO Timothy Gokey Receives 170,667-Share Award

What Happened

Timothy C. Gokey, CEO of Broadridge Financial Solutions (BR), was granted 170,667 derivative shares (reported as an award/acquisition) on March 5, 2026. The Form 4 lists the acquisition price as $0.00 (the filing records a derivative award rather than an open-market purchase or sale). No cash value or exercise price is provided in the filing itself.

Key Details

  • Transaction date: March 5, 2026; Form 4 filed March 6, 2026 (timely).
  • Transaction type/code: Grant / Award (derivative) — 170,667 shares; reported acquisition price $0.00.
  • Vesting: Footnote indicates the award vests equally over 4 years beginning March 5, 2027.
  • Shares owned after transaction: Not specified in the provided filing.
  • Filing timeliness: Filed the next day (appears timely); no late filing flag noted in the supplied data.

Context

This is a compensation-related derivative award (stock options or similar) that vests over multiple years. Such grants are routine executive compensation and do not represent an immediate purchase or sale of stock — they generally align executive incentives with long-term shareholder value but should not be read as a short-term market signal.

Insider Transaction Report

Form 4
Period: 2026-03-05
Gokey Timothy C
DirectorCEO
Transactions
  • Award

    Stock Option (Right to Buy)

    [F1]
    2026-03-05+170,667170,667 total
    Exercise: $190.89From: 2027-03-05Exp: 2036-03-05Common Stock (170,667 underlying)
Footnotes (1)
  • [F1]Stock options vest equally over 4 years beginning March 5, 2027.
Signature
Maria Allen, Power of Attorney|2026-03-06

Documents

1 file
  • 4
    doc4.xmlPrimary