BROADRIDGE FINANCIAL SOLUTIONS, INC.·4

Mar 6, 1:39 PM ET

Jarkowski Hope M. 4

4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Mar 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadridge (BR) CLO Hope Jarkowski Receives Stock Option Award

What Happened
Hope M. Jarkowski, Chief Legal Officer of Broadridge Financial Solutions (BR), was awarded 20,872 derivative shares on March 5, 2026. The grant is reported at $0.00 per share (no cash paid at grant) and is recorded as an award/grant (transaction code A). This is an option/award grant — not a market purchase or sale.

Key Details

  • Transaction date: 2026-03-05 (Grant/Award, code A).
  • Shares/units granted: 20,872 (derivative securities). Reported price: $0.00.
  • Vesting: Stock options vest equally over 4 years beginning March 5, 2027 (footnote F1).
  • Shares owned after transaction: Not specified in the reported summary.
  • Filing timeliness: No late filing indicated in the provided data.
  • Additional items to check on the full Form 4: strike/exercise price, total reported ownership, and any tax-withholding or sale-to-cover details (not provided here).

Context
This was an equity compensation grant, typically used for retention and incentives. Such awards do not immediately change the public float and are not the same as an insider buying shares on the open market. The eventual value to the insider depends on future vesting and the stock price (and any exercise price), so review the full Form 4 for exercise terms and total ownership if you want more detail.

Insider Transaction Report

Form 4
Period: 2026-03-05
Jarkowski Hope M.
Chief Legal Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    [F1]
    2026-03-05+20,87220,872 total
    Exercise: $190.89From: 2027-03-05Exp: 2036-03-05Common Stock (20,872 underlying)
Footnotes (1)
  • [F1]Stock options vest equally over 4 years beginning March 5, 2027.
Signature
Maria Allen, Power of Attorney|2026-03-06

Documents

1 file
  • 4
    doc4.xmlPrimary