Nazareth Annette L. 4

What Happened Annette L. Nazareth, a director of Broadridge Financial Solutions (BR), was granted 177 Deferred Stock Units (reported as an acquisition, code A) on 2026-04-07 at an acquisition price of $0.00 (total $0). The award reflects director compensation deferral rather than an open‑market purchase or sale.

Key Details

• Transaction date: 2026-04-07; filing date: 2026-04-08 (Form 4 accession 0001225208-26-004443).
• Reported amount: 177 Deferred Stock Units (DCUs) at $0.00 per unit (aggregate $0).
• Shares owned after the transaction: not disclosed in the provided excerpt.
• Footnote: These DCUs were granted under Broadridge’s 2018 Omnibus Award Plan in connection with the director’s deferral of cash compensation. The DCUs vest in full at grant and will settle into an equivalent number of Broadridge common shares when the director separates from service.
• Filing timeliness: no late‑filing flag noted in the provided data.

Context Deferred Stock Units are a compensation mechanism that give the director economic exposure to company shares but with settlement delayed (here, until separation from service). This award is a routine director compensation action and is different from a direct purchase (which might signal a near‑term bullish stance) or a sale (which can signal liquidity).