Markus Maura A. 4
4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Apr 9, 2026
Research Summary
AI-generated summary of this filing
Broadridge (BR) Director Markus Maura Receives 116-Share Award
What Happened Markus Maura, a director of Broadridge Financial Solutions (BR), was granted a total of 116 Deferred Stock Units (DSUs) on 2026-04-08. The filing shows two awards: 87 DSUs and 29 DSUs, each reported at $0.00 per share (these are dividend-equivalent awards, not cash purchases). The DSUs vest in full upon grant but will be settled in shares of Broadridge common stock only when the director separates from service.
Key Details
- Transaction date: 2026-04-08; Filing date: 2026-04-09 (filed next day).
- Awards: 87 DSUs @ $0.00 and 29 DSUs @ $0.00 — total 116 DSUs (total reported value $0 at grant).
- Shares owned after transaction: not specified in the provided filing summary.
- Footnotes: F1 and F2 state these awards are dividend-equivalent Deferred Stock Units under Broadridge’s 2018 Omnibus Award Plan (one set granted in connection with the regular quarterly dividend; one set under the Director Deferred Compensation Program). DSUs vest immediately but settle into actual shares only upon the director’s separation from service.
- Timeliness: Filing appears timely (filed the day after the transaction); no late filing flag noted.
Context: These awards are compensation/dividend-equivalent grants to a director and do not represent an open-market purchase or sale. Because settlement is deferred until separation, they are routine director compensation rather than an immediate market signal of insider buying or selling.
Insider Transaction Report
- Award
Common Stock
[F1]2026-04-08+87→ 32,316.102 total - Award
Common Stock
[F2]2026-04-08+29→ 32,345.102 total
Footnotes (2)
- [F1]The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
- [F2]The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.