Nazareth Annette L. 4

What Happened Annette L. Nazareth, a director of Broadridge Financial Solutions, Inc. (BR), was granted 206 Deferred Stock Units (DCUs) on 2026-06-10. The units were granted at $0.00 per unit (no cash paid) and represent a like number of Broadridge common shares. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock beginning when the director separates from service.

Key Details

• Transaction date: 2026-06-10; filing date: 2026-06-11 (timely).
• Transaction type/code: A — Award/Grant of Deferred Stock Units.
• Amount: 206 DCUs granted at $0.00 (no purchase price); immediate vesting.
• Settlement: DCUs will convert to shares upon the director’s separation from service.
• Shares owned after transaction: not specified in the provided filing.
• Footnote: Grant reflects deferral of cash compensation under Broadridge’s Director Deferred Compensation Program; DCUs equal the number of common shares and will settle into shares later.

Context Deferred Stock Units are a common form of director compensation that defers cash pay into stock-based units; they do not represent an open-market purchase or sale. Because the units vest immediately but convert to actual shares only upon separation, this grant is a compensation event rather than a trading signal.