Zavery Amit 4

What Happened

• Amit Zavery, a director of Broadridge Financial Solutions, was granted 206 Deferred Stock Units (DCUs) on 2026-06-10. The Form 4 records the acquisition as 206 shares at $0.00 (transaction code A — award/grant), reflecting a deferred-compensation award rather than a market purchase.

Key Details

• Transaction date: 2026-06-10; reported on Form 4 filed 2026-06-11 (timely).
• Transaction type/code: Grant/Award (A) of 206 Deferred Stock Units; reported acquisition price $0.00.
• Reported dollar value on the Form 4: $0 (no cash paid at grant).
• Shares owned after transaction: not specified in the provided filing details.
• Footnote: The DCUs were granted under Broadridge’s 2018 Omnibus Award Plan as part of director cash deferral; the units vest in full upon grant and will settle into an equal number of Broadridge common shares when the director separates from service.

Context

• This is a deferred-compensation grant for a director (routine for non-employee directors) and not an outright market purchase or sale; it does not necessarily signal a buy or sell view of the stock.
• Because the DCUs vest immediately but convert to actual shares only upon separation, no shares were delivered to the director at grant time.