BARINGS CORPORATE INVESTORS·4

Jun 12, 1:13 PM ET

Emery Christina 4

4 · BARINGS CORPORATE INVESTORS · Filed Jun 12, 2026

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Barings Corporate Investors President Emery Christina Acquires 43 Shares

What Happened Emery Christina, President of Barings Corporate Investors (MCI), reported an other acquisition (code J) of 43.112 shares at $17.43 per share on 2026-06-11, for a notional value of $751. This was a derivative/notional allocation through a non-qualified deferred compensation plan rather than an open-market stock purchase.

Key Details

  • Transaction date: 2026-06-11; Filing date: 2026-06-12 (timely).
  • Amount: 43.112 shares at $17.43 each; total value reported $751.
  • Transaction code: J (other acquisition/disposition); recorded as a derivative/notional interest.
  • Shares owned after transaction: not specified in the filing.
  • Footnotes: F1–F2 explain this is a non‑qualified deferred compensation plan investment option that tracks MCI common shares' market value but does not represent actual share ownership; payouts/exercise are generally tied to termination, retirement, or other plan events.

Context This is not a cash purchase of stock but an allocation of deferred compensation into a plan option that mirrors the company’s share value. Such notional/plan allocations are common for executive compensation and do not convey direct voting or ownership rights in the underlying common shares. The reported amount is small ($751) and should be viewed accordingly.

Insider Transaction Report

Form 4
Period: 2026-06-11
Transactions
  • Other

    Barings Non-Qualified Thrift Plan

    [F1][F2]
    2026-06-11$17.43/sh+43.112$7516,851.671 total
    Common Shares ("Shares of Beneficial Interest") (43.112 underlying)
Footnotes (2)
  • [F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
  • [F2]Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Signature
Stacy Standridge, as Attorney-in-fact|2026-06-12

Documents

1 file
  • 4
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