Ghei Ashima 4

What Happened

• Ashima Ghei, Chief Financial Officer of Broadridge Financial Solutions (BR), had 2,509 Restricted Stock Units (RSUs) vest on June 27, 2026 and converted into 2,509 shares of common stock (recorded as derivative exercise at $0.00). Of those shares, 905 were withheld to cover tax liabilities at $137.93 per share, resulting in shares withheld valued at approximately $124,827. The withholding is reported as a disposition (tax withholding), not an open-market sale.

Key Details

• Transaction date: June 27, 2026; Form filed June 29, 2026 (timely).
• Vesting/conversion: 2,509 RSUs -> 2,509 shares (recorded as M code, $0.00 per share).
• Tax withholding: 905 shares withheld at $137.93/share for ~$124,827 (F code).
• Shares owned after the transaction: not specified in the provided filing details.
• Footnotes: F1 confirms each RSU converted to one share on June 27, 2026; F2 explains the 905-share withholding to cover taxes.
• Filing timeliness: filed within two days of the transaction (no late filing flag).

Context

• This was a routine RSU vesting and tax-withholding event, not an open-market sale or purchase by the insider. Tax-withholding via share retention is common and does not necessarily indicate a change in insider sentiment. Transaction codes: M = option/derivative exercise or conversion (here, RSU vesting), F = shares withheld to cover taxes.