Markus Maura A. 4

What Happened

• Markus Maura, a director of Broadridge Financial Solutions (BR), was granted a total of 134 Deferred Stock Units on 2026-07-02 (98 units + 36 units). Each grant shows a $0.00 per-share purchase price because these were dividend-related awards, not cash purchases or market trades. The grants are recorded as transaction code "A" (award/grant).

Key Details

• Transaction dates: 2026-07-02; Form 4 filed 2026-07-06 (Accession: 0001225208-26-006446).
• Grants: 98 units @ $0.00 and 36 units @ $0.00 — total 134 Deferred Stock Units.
• Shares owned after the transaction: not specified in the details provided here.
• Footnotes:
  • F1 — 98 units awarded as additional Deferred Stock Units under Broadridge’s 2018 Omnibus Award Plan tied to the company’s regular quarterly dividend; these DCUs vest in full upon grant and will settle in Broadridge common stock upon the director’s separation from service.
  • F2 — 36 units awarded as additional Deferred Stock Units issued in lieu of cash under the Director Deferred Compensation Program; these DCUs also vest in full on grant and will settle into shares upon separation.
• Filing timeliness: Form filed on 2026-07-06 for the 2026-07-02 awards; no late-filing flag provided in the summary here.

Context

• These awards are compensation/dividend-related deferred stock units, not open-market purchases or sales. They typically reflect routine compensation practices (dividend equivalents and director deferred compensation) and do not by themselves indicate a buy or sell signal. The units vest immediately but convert to actual Broadridge shares only when the director separates from service, per the plan terms.