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4Accepted Sep 28, 10:26 AM ET

Broadridge (BR) Director Markus Maura Receives 209-Share Award

BRBROADRIDGE FINANCIAL SOLUTIONS, INC.

Accepted (ET)

10:26 AM

Sep 28, 2026

Filed

Sep 28, 2026

Documents

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5.1 KB

Summary

Broadridge (BR) Director Markus Maura Receives 209-Share Award

Updated

What Happened
Markus Maura, a director of Broadridge Financial Solutions (BR), received a grant of 209 Deferred Stock Units (DCUs) on 2026-09-24. The Form 4 reports the award as 209 shares at $0.00 per share (transaction code A). This was an equity award tied to his deferral of cash compensation and is compensation-related—not an open-market purchase or sale.

Key Details

  • Transaction date: 2026-09-24; Form 4 filed: 2026-09-28.
  • Transaction type/code: Award/Grant (A).
  • Shares granted: 209 DCUs; reported acquisition price: $0.00 (no cash exchanged at grant).
  • Shares owned after transaction: not specified in the provided filing summary.
  • Footnote: DCUs were granted under Broadridge’s 2018 Omnibus Award Plan in connection with the Director Deferred Compensation Program; DCUs vest in full upon grant and will settle into shares of Broadridge common stock upon the director’s separation from service.

Context
This is a routine director compensation deferral—DCUs convert to actual shares only when the director leaves service—so it does not indicate an immediate market purchase or sale. Such awards are common for non-employee directors and should be viewed as compensation, not a direct signal of insider sentiment.

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