4Accepted Sep 28, 10:26 AM ET
Broadridge (BR) Director Markus Maura Receives 209-Share Award
Accepted (ET)
10:26 AM
Sep 28, 2026
Filed
Sep 28, 2026
Documents
1
Size
5.1 KB
Summary
Broadridge (BR) Director Markus Maura Receives 209-Share Award
What Happened
Markus Maura, a director of Broadridge Financial Solutions (BR), received a grant of 209 Deferred Stock Units (DCUs) on 2026-09-24. The Form 4 reports the award as 209 shares at $0.00 per share (transaction code A). This was an equity award tied to his deferral of cash compensation and is compensation-related—not an open-market purchase or sale.
Key Details
- Transaction date: 2026-09-24; Form 4 filed: 2026-09-28.
- Transaction type/code: Award/Grant (A).
- Shares granted: 209 DCUs; reported acquisition price: $0.00 (no cash exchanged at grant).
- Shares owned after transaction: not specified in the provided filing summary.
- Footnote: DCUs were granted under Broadridge’s 2018 Omnibus Award Plan in connection with the Director Deferred Compensation Program; DCUs vest in full upon grant and will settle into shares of Broadridge common stock upon the director’s separation from service.
Context
This is a routine director compensation deferral—DCUs convert to actual shares only when the director leaves service—so it does not indicate an immediate market purchase or sale. Such awards are common for non-employee directors and should be viewed as compensation, not a direct signal of insider sentiment.