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4Accepted Sep 28, 10:26 AM ET

Broadridge (BR) Director Zavery Amit Receives 180-Share Award

BRBROADRIDGE FINANCIAL SOLUTIONS, INC.

Accepted (ET)

10:26 AM

Sep 28, 2026

Filed

Sep 28, 2026

Documents

1

Size

5.0 KB

Summary

Broadridge (BR) Director Zavery Amit Receives 180-Share Award

Updated

What Happened
Zavery Amit, a director of Broadridge Financial Solutions (BR), received a grant of 180 Deferred Stock Units (DCUs) on 2026-09-24. The Form 4 reports the acquisition as 180 shares at $0.00 (transaction code A — award/grant). The grant represents deferred compensation rather than an open-market purchase or sale; the DCUs vest in full upon grant and will be settled in Broadridge common stock when the director leaves service.

Key Details

  • Transaction date: 2026-09-24; Form 4 filed: 2026-09-28. (Filing appears later than the typical 2-business-day Form 4 deadline.)
  • Transaction type/code: Award/Grant (A); 180 DCUs acquired at reported price $0.00.
  • Shares owned after transaction: Not disclosed in the provided filing excerpt.
  • Footnote: The DCUs were granted under Broadridge’s 2018 Omnibus Award Plan in connection with the director’s deferral of cash compensation under the Director Deferred Compensation Program; units vest immediately and will settle into common stock upon the director’s separation from service.
  • No 10b5-1 plan, tax-withholding sale, or cash exercise is indicated.

Context
Deferred Stock Units are a form of compensation for directors and are routine. Because these units convert to shares only upon separation, this award does not represent an immediate market purchase or sale and should not be read as a direct trading signal.

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