Broadridge Director Annette L. Nazareth Receives 180-Share Award

What Happened

• Annette L. Nazareth, a director of Broadridge Financial Solutions (BR), was granted 180 Deferred Stock Units (DCUs) on 2026-09-24. The Form 4 reports acquisition of 180 shares at $0.00 (total reported value $0). This transaction is an award/grant (transaction code A), not an open-market buy or sale.

Key Details

• Transaction date: 2026-09-24; Form 4 filed: 2026-09-28.
• Transaction type/code: Grant of Deferred Stock Units (A).
• Shares/units: 180 DCUs acquired @ $0.00; reported value $0.
• Shares owned after transaction: Not reported on the Form 4.
• Footnote: F1 — DCUs were granted under Broadridge’s 2018 Omnibus Award Plan in connection with Nazareth’s deferral of cash director compensation. The DCUs vest in full upon grant and will settle into Broadridge common stock commencing with the director’s separation from service.
• Filing timeliness: Form filed 4 days after the transaction date (document shows the filing date and transaction date).

Context

• These DCUs are deferred-compensation awards that vest immediately but are payable in shares only upon the director’s separation from service. Because this is an award (not a purchase or sale), it is typically a routine compensation-related transaction and does not by itself indicate a buy/sell signal from the insider.