Broadridge financial solutions: director Markus Maura A. received 137 shares

What happened

• Markus Maura A., a director, received awards totaling 137 shares (100 shares and 37 shares) on Oct 5, 2026, at $0.00 per share (total $0.00). The transactions are reported as awards/grants (code A).

Key details

• Transaction dates and prices:
  • Oct 5, 2026 — Award of 100 shares at $0.00 (code A; footnote F1).
  • Oct 5, 2026 — Award of 37 shares at $0.00 (code A; footnote F2).
• Shares owned after the transaction: not reported in the filing.
• Footnotes from the filing:
  • F1: Award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
  • F2: Award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
• Filing timeliness: the filing does not indicate a late filing.

Why it may matter

• These were awards of deferred stock units (not open-market purchases or sales); the units vest in full upon grant and are payable in shares upon the director's separation from service.
• A filing does not show why the insider traded or why the company acted.