Broadridge Financial Solutions: director Annette L. Nazareth received 40 shares

What happened

• Annette L. Nazareth, director, received two awards of Deferred Stock Units: 22 shares and 18 shares (total 40 shares) on Oct 5, 2026. Each award was reported at $0.00 per share (total value $0.00). The Form 4 was filed on Oct 6, 2026.

Key details

• Transaction date and price: Oct 5, 2026; grant/award (code A) at $0.00 per share for 22 shares and $0.00 per share for 18 shares.
• Shares owned after the transaction: not reported in this Form 4.
• Footnotes: the awards are additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan granted as dividend equivalents on previously issued Deferred Stock Units; the Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service.
• Filing timeliness: Form 4 filed on Oct 6, 2026; no late filing indicated.

Why it may matter

• These were awards of Deferred Stock Units (not open-market purchases or sales) that vest in full on grant and will convert to shares upon the director's separation from service.
• A filing does not show why the insider traded or why the company acted.