Home/Filings/4/0001225385-07-000007
4//SEC Filing

FINLAY ENTERPRISES INC /DE 4

Accession 0001225385-07-000007

CIK 0000878731operating

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 2:39 PM ET

Size

12.0 KB

Accession

0001225385-07-000007

Insider Transaction Report

Form 4
Period: 2007-02-05
KERIN JOHN D
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2007-02-05+4131,213 total
  • Exercise/Conversion

    Phantom Stock Units

    2007-02-05$15.12/sh413$6,2453,085 total
    Exercise: $0.00Common Stock (413 underlying)
Footnotes (5)
  • [F1]These phantom stock units were credited to an account for the Reporting Person, under the Issuer's Director Deferred Compensation and Stock Purchase Plan approved by stockholders (the "Director Plan"), in connection with the deferral of the Reporting Person's director fees on February 2, 2004, and were fully vested on the transaction date. Pursuant to the Reporting Person's three-year deferral period, the phantom stock units became payable on February 5, 2007.
  • [F2]These phantom stock units were credited to an account for the Reporting Person, under the Director Plan, through matching by the Issuer, in connection with the deferral of the Reporting Person's director fees on February 2, 2004, and vested on the one year anniversary of the transaction date. Pursuant to the Reporting Person's three-year deferral period, the phantom stock units became payable on February 5, 2007.
  • [F3]Each phantom stock unit converts to common stock on a one-for-one basis.
  • [F4]Phantom stock units previously credited to an account for the Reporting Person under the Director Plan.
  • [F5]Phantom stock units previously credited to an account for the Reporting Person, through matching by the Issuer, under the Director Plan.

Issuer

FINLAY ENTERPRISES INC /DE

CIK 0000878731

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000878731

Filing Metadata

Form type
4
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 2:39 PM ET
Size
12.0 KB