4//SEC Filing
PRESIDIO MANAGEMENT GROUP VII L L C 4
Accession 0001225450-03-000037
CIK 0001108185other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 1:50 PM ET
Size
14.2 KB
Accession
0001225450-03-000037
Insider Transaction Report
Form 4
OCCAM NETWORKS INC/DEOCCM.OB
PRESIDIO MANAGEMENT GROUP VII L L C
10% Owner
Transactions
- Award
Series A-2 Preferred Stock
2003-11-19$10.00/sh+10,000$100,000→ 10,000 total(indirect: Directly held by EP VII-A)Exercise: $0.00→ Common Stock (10,000 underlying) - Award
Series A-2 Preferred Stock
2003-11-19$10.00/sh+960,000$9,600,000→ 960,000 total(indirect: Directly held by USVP VII)Exercise: $0.00→ Common Stock (960,000 underlying) - Award
Series A-2 Preferred Stock
2003-11-19$10.00/sh+20,000$200,000→ 20,000 total(indirect: Directly held by 2180 VII)Exercise: $0.00→ Common Stock (20,000 underlying)
Footnotes (2)
- [F1]Designated filer is the general partner of U.S. Venture Partners VII, L.P. ("USVP VII"), 2180 Associates Fund VII, L.P. ("2180 VII"), USVP Entrepreneur Partners VII-A, L.P. ("EP VII-A"), and USVP Entrepreneur Partners VII-B, L.P. ("EP VII-B". Designated filer may be deemed a beneficial owner of the reported shares but disclaims beneficial ownership in the shares held by U.S. Venture Partners VII, L.P. ("USVP VII"), 2180 Associates Fund VII, L.P. ("2180 VII"), USVP Entrepreneur Partners VII-A, L.P. ("EP VII-A"), and USVP Entrepreneur Partners VII-B, L.P. ("EP VII-B"), except to the extent of any indirect pecuniary interest therein.
- [F2]One share of Series A-2 Preferred Stock is convertable into 90.9 shares of common stock at the option of the holder after November 19, 2003. The conversion rate is adjustable dependent upon certain future dilutive events. There is no expiration date associated with these securties.
Documents
Issuer
OCCAM NETWORKS INC/DE
CIK 0001108185
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001225482
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 1:50 PM ET
- Size
- 14.2 KB