⌘K

Login Start Free

Home/Filings/4/0001226182-04-000064

4//SEC Filing

DITECH COMMUNICATIONS CORP 4

Accession 0001226182-04-000064

CIK 0001080667operating

View on SEC.gov Company Profile

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 5:09 PM ET

Size

24.5 KB

Accession

0001226182-04-000064

Insider Transaction Report

Form 4

Period: 2004-12-16

DITECH COMMUNICATIONS CORPDITC

MONTGOMERY TIMOTHY K

DirectorPresident, CEO & Director

Transactions

Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-16−5,000→ 129,212 total
Exercise: $7.19From: 2001-01-10Exp: 2011-01-10→ Common Stock (5,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-16−12,500→ 116,712 total
Exercise: $7.19From: 2001-01-10Exp: 2011-01-10→ Common Stock (12,500 underlying)
Exercise/Conversion
Common Stock
2004-12-16$7.19/sh+2,500$17,969→ 154,891 total
Exercise/Conversion
Common Stock
2004-12-16$7.19/sh+12,500$89,844→ 164,891 total
Sale
Common Stock
2004-12-16$15.52/sh−2,500$38,800→ 152,391 total
Sale
Common Stock
2004-12-16$15.51/sh−5,000$77,550→ 152,391 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-12-16−2,500→ 134,212 total
Exercise: $7.19From: 2001-01-10Exp: 2011-01-10→ Common Stock (2,500 underlying)
Exercise/Conversion
Common Stock
2004-12-16$7.19/sh+5,000$35,938→ 157,391 total
Sale
Common Stock
2004-12-16$15.50/sh−12,500$193,750→ 152,391 total

Holdings

Common Stock
(indirect: By Spouse)
23,180

Footnotes (3)

[F1]Securities sold pursuant to a 10b5-1 plan that enables an insider to establish a program to make transactions according to an advance plan. Such a program allows an insider to continue with planned transactions even if he or she comes into possession of material non-public information.
[F2]The 23,180 shares of common stock of the company are indirectly held by his wife as custodian for Mr. Montgomery's children under the Uniform Gifts to Minor's Act.
[F3]The option is immediately exercisable, subject to a repurchase option in favor of the Company which lapses over a four year period with 25% lapsing after the first year and monthly thereafter.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

DITECH COMMUNICATIONS CORP

CIK 0001080667

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001080667

Filing Metadata

Form type: 4
Filed: Dec 19, 7:00 PM ET
Accepted: Dec 20, 5:09 PM ET
Size: 24.5 KB

View on SEC.gov