Home/Filings/4/0001227025-13-000018
4//SEC Filing

NEOPHOTONICS CORP 4

Accession 0001227025-13-000018

CIK 0001227025operating

Filed

Jun 12, 8:00 PM ET

Accepted

Jun 13, 4:58 PM ET

Size

7.3 KB

Accession

0001227025-13-000018

Insider Transaction Report

Form 4
Period: 2013-06-11
Ting Lee Sen
Director
Transactions
  • Award

    Restricted Stock Units (right to acquire)

    2013-06-11+3,0903,090 total
    Exercise: $0.00From: 2014-06-11Common Stock (3,090 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2013-06-11+3,0903,090 total
    Exercise: $8.09Exp: 2023-06-10Common Stock (3,090 underlying)
Footnotes (2)
  • [F1]This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
  • [F2]This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeoperating

Related Parties

1
  • filerCIK 0001227025

Filing Metadata

Form type
4
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:58 PM ET
Size
7.3 KB