Home/Filings/4/0001227025-14-000025
4//SEC Filing

NEOPHOTONICS CORP 4

Accession 0001227025-14-000025

CIK 0001227025operating

Filed

Jul 30, 8:00 PM ET

Accepted

Jul 31, 3:32 PM ET

Size

7.3 KB

Accession

0001227025-14-000025

Insider Transaction Report

Form 4
Period: 2014-07-29
Ting Lee Sen
Director
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2014-07-29+7,6927,692 total
    Exercise: $3.25Exp: 2024-07-28Common Stock (7,692 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2014-07-29+7,69210,782 total
    Exercise: $0.00From: 2015-07-29Common Stock (7,692 underlying)
Footnotes (2)
  • [F1]This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
  • [F2]This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeoperating

Related Parties

1
  • filerCIK 0001227025

Filing Metadata

Form type
4
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 3:32 PM ET
Size
7.3 KB