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NEOPHOTONICS CORP·4

Jul 31, 3:32 PM ET

NEOPHOTONICS CORP 4

4 · NEOPHOTONICS CORP · Filed Jul 31, 2014

Insider Transaction Report

Form 4
Period: 2014-07-29
NEOPHOTONICS CORPNPTN
Ting Lee Sen
Director
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2014-07-29+7,692→ 7,692 total
    Exercise: $3.25Exp: 2024-07-28→ Common Stock (7,692 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2014-07-29+7,692→ 10,782 total
    Exercise: $0.00From: 2015-07-29→ Common Stock (7,692 underlying)
Footnotes (2)
  • [F1]This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
  • [F2]This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT