NEOPHOTONICS CORP 4
4 · NEOPHOTONICS CORP · Filed Apr 14, 2016
Insider Transaction Report
Form 4
WALLIN RAY
SVP, CFO
Transactions
- Exercise/Conversion
Common Stock
2016-04-13$3.30/sh+2,000$6,600→ 20,500 total - Sale
Common Stock
2016-04-13$13.52/sh−2,000$27,033→ 18,500 total - Exercise/Conversion
Incentive Stock Option (right to buy)
2016-04-13$13.52/sh−2,000$27,033→ 17,472 totalExercise: $3.30Exp: 2024-10-07→ Common Stock (2,000 underlying)
Footnotes (2)
- [F1]Exercise pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]50% of the Option Shares shall vest on the one-year anniversary of the Vesting Commencement Date, and the remaining will vest quarterly over the next year, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.