4//SEC Filing
NEOPHOTONICS CORP 4
Accession 0001227025-16-000132
CIK 0001227025operating
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 4:25 PM ET
Size
7.2 KB
Accession
0001227025-16-000132
Insider Transaction Report
Form 4
Ting Lee Sen
Director
Transactions
- Exercise/Conversion
Restricted Stock Units (right to acquire)
2016-06-07−2,880→ 0 totalExercise: $0.00From: 2016-06-07→ Common Stock (2,880 underlying) - Exercise/Conversion
Common Stock
2016-06-07+2,880→ 13,462 total
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F2]Mr. Lee Ting's director term ended on 6/7/2016. According to the Company's Non-employee Director Compensation Policy, the stock options and RSUs will be deemed fully-vested if the Director's term concludes at the following year's regular annual stockholders' meeting, even if such meeting occurs less than 12 months from the previous meeting. As a result of such Policy, the shares subject to Mr. Ting's RSU and option grants made at the 2015 annual stockholders' meeting became fully-vested at the 6/7/2016 meeting.
- [F3]This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeoperating
Related Parties
1- filerCIK 0001227025
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 4:25 PM ET
- Size
- 7.2 KB