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NEOPHOTONICS CORP·4

Aug 3, 9:38 PM ET

NEOPHOTONICS CORP 4

4 · NEOPHOTONICS CORP · Filed Aug 3, 2016

Insider Transaction Report

Form 4
Period: 2016-08-02
NEOPHOTONICS CORPNPTN
WALLIN RAY
SVP, CFO
Transactions
  • Award

    Restricted Stock Units (right to acquire)

    2016-08-02+16,000→ 16,000 total
    Exercise: $0.00Exp: 2019-08-02→ Common Stock (16,000 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2016-08-02+21,851→ 21,851 total
    Exercise: $12.27Exp: 2026-08-01→ Common Stock (21,851 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2016-08-02+8,149→ 8,149 total
    Exercise: $12.27Exp: 2026-08-01→ Common Stock (8,149 underlying)
Footnotes (2)
  • [F1]30% of the Shares shall vest on the first 12-month anniversary of the Vesting Commencement Date, 30% vest on the second 12-month anniversary of the Vesting Commencement Date, and the remaining 40% will vest on the third 12-month anniversary of the vesting Commencement Date, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT