4//SEC Filing
NEOPHOTONICS CORP 4
Accession 0001227025-16-000168
CIK 0001227025operating
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 9:38 PM ET
Size
9.5 KB
Accession
0001227025-16-000168
Insider Transaction Report
Form 4
WALLIN RAY
SVP, CFO
Transactions
- Award
Restricted Stock Units (right to acquire)
2016-08-02+16,000→ 16,000 totalExercise: $0.00Exp: 2019-08-02→ Common Stock (16,000 underlying) - Award
Non-Qualified Stock Option (right to buy)
2016-08-02+21,851→ 21,851 totalExercise: $12.27Exp: 2026-08-01→ Common Stock (21,851 underlying) - Award
Incentive Stock Option (right to buy)
2016-08-02+8,149→ 8,149 totalExercise: $12.27Exp: 2026-08-01→ Common Stock (8,149 underlying)
Footnotes (2)
- [F1]30% of the Shares shall vest on the first 12-month anniversary of the Vesting Commencement Date, 30% vest on the second 12-month anniversary of the Vesting Commencement Date, and the remaining 40% will vest on the third 12-month anniversary of the vesting Commencement Date, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.
- [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeoperating
Related Parties
1- filerCIK 0001227025
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 9:38 PM ET
- Size
- 9.5 KB