4//SEC Filing
NEOPHOTONICS CORP 4
Accession 0001227025-16-000189
CIK 0001227025operating
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 7:14 PM ET
Size
7.8 KB
Accession
0001227025-16-000189
Insider Transaction Report
Form 4
WALLIN RAY
SVP, CFO
Transactions
- Exercise/Conversion
Common Stock
2016-08-15$3.50/sh+10,000$35,000→ 28,500 total - Sale
Common Stock
2016-08-15$14.55/sh−10,000$145,530→ 18,500 total - Exercise/Conversion
Incentive Stock Option (right to buy)
2016-08-15$14.55/sh−10,000$145,530→ 48,308 totalExercise: $3.50Exp: 2023-12-22→ Common Stock (10,000 underlying)
Footnotes (1)
- [F1]Exercise pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeoperating
Related Parties
1- filerCIK 0001227025
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 7:14 PM ET
- Size
- 7.8 KB