NEOPHOTONICS CORP 4
4 · NEOPHOTONICS CORP · Filed Aug 16, 2016
Insider Transaction Report
Form 4
WALLIN RAY
SVP, CFO
Transactions
- Exercise/Conversion
Common Stock
2016-08-15$3.50/sh+10,000$35,000→ 28,500 total - Sale
Common Stock
2016-08-15$14.55/sh−10,000$145,530→ 18,500 total - Exercise/Conversion
Incentive Stock Option (right to buy)
2016-08-15$14.55/sh−10,000$145,530→ 48,308 totalExercise: $3.50Exp: 2023-12-22→ Common Stock (10,000 underlying)
Footnotes (1)
- [F1]Exercise pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.