4//SEC Filing
NEOPHOTONICS CORP 4
Accession 0001227025-17-000033
CIK 0001227025operating
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 7:20 PM ET
Size
6.9 KB
Accession
0001227025-17-000033
Insider Transaction Report
Form 4
WALLIN RAY
SVP, CFO
Transactions
- Exercise/Conversion
Common Stock
2017-04-27+10,000→ 38,382 total - Exercise/Conversion
Restricted Stock Units (right to acquire)
2017-04-27−10,000→ 10,000 totalExercise: $0.00Exp: 2018-10-27→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F2]50% of the Shares shall vest on the 18-month anniversary of the Vesting Commencement Date, 25% vest on the next 12-month anniversary of the Vesting Commencement Date, and the remaining 25% will vest on the next 6-month anniversary of the vesting Commencement Date, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeoperating
Related Parties
1- filerCIK 0001227025
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 7:20 PM ET
- Size
- 6.9 KB