NEOPHOTONICS CORP 4
4 · NEOPHOTONICS CORP · Filed May 1, 2017
Insider Transaction Report
Form 4
WALLIN RAY
SVP, CFO
Transactions
- Exercise/Conversion
Common Stock
2017-04-27+10,000→ 38,382 total - Exercise/Conversion
Restricted Stock Units (right to acquire)
2017-04-27−10,000→ 10,000 totalExercise: $0.00Exp: 2018-10-27→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F2]50% of the Shares shall vest on the 18-month anniversary of the Vesting Commencement Date, 25% vest on the next 12-month anniversary of the Vesting Commencement Date, and the remaining 25% will vest on the next 6-month anniversary of the vesting Commencement Date, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.