Sitler Benjamin Lee 4
4 · NEOPHOTONICS CORP · Filed Jul 27, 2017
Insider Transaction Report
Form 4
Sitler Benjamin Lee
VP, Global Sales
Transactions
- Exercise/Conversion
Common Stock
2017-07-26$3.50/sh+6,000$21,000→ 89,311 total - Exercise/Conversion
Common Stock
2017-07-26$3.50/sh+2,000$7,000→ 85,311 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-07-26$8.44/sh−24,000$202,646→ 0 totalExercise: $3.50Exp: 2017-07-30→ Common Stock (24,000 underlying) - Sale
Common Stock
2017-07-26$8.44/sh−1,400$11,821→ 83,311 total - Sale
Common Stock
2017-07-26$8.44/sh−6,000$50,662→ 83,311 total - Exercise/Conversion
Incentive Stock Option (right to buy)
2017-07-26$8.44/sh−2,000$16,887→ 0 totalExercise: $3.50Exp: 2017-07-30→ Common Stock (2,000 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-07-26$8.44/sh−1,400$11,821→ 30,000 totalExercise: $3.50Exp: 2017-07-30→ Common Stock (1,400 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2017-07-26$8.44/sh−6,000$50,662→ 24,000 totalExercise: $3.50Exp: 2017-07-30→ Common Stock (6,000 underlying) - Sale
Common Stock
2017-07-26$8.44/sh−24,000$202,646→ 83,311 total - Sale
Common Stock
2017-07-26$8.44/sh−2,000$16,887→ 83,311 total - Exercise/Conversion
Common Stock
2017-07-26$3.50/sh+1,400$4,900→ 84,711 total - Exercise/Conversion
Common Stock
2017-07-26$3.50/sh+24,000$84,000→ 107,311 total
Footnotes (1)
- [F1]Exercise pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.