Home/Filings/4/0001227025-17-000091
4//SEC Filing

Sitler Benjamin Lee 4

Accession 0001227025-17-000091

CIK 0001227025other

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 4:51 PM ET

Size

9.6 KB

Accession

0001227025-17-000091

Insider Transaction Report

Form 4
Period: 2017-07-31
Sitler Benjamin Lee
VP, Global Sales
Transactions
  • Award

    Incentive Stock Option (right to buy)

    2017-07-31+8,5128,512 total
    Exercise: $8.07Exp: 2027-07-31Common Stock (8,512 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2017-07-31+17,01817,018 total
    Exercise: $8.07Exp: 2027-07-31Common Stock (17,018 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2017-07-31+14,85014,850 total
    Exercise: $0.00Exp: 2020-07-31Common Stock (14,850 underlying)
Footnotes (3)
  • [F1]The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F3]The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeother

Related Parties

1
  • filerCIK 0001490217

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 4:51 PM ET
Size
9.6 KB