Sitler Benjamin Lee 4
4 · NEOPHOTONICS CORP · Filed Aug 2, 2017
Insider Transaction Report
Form 4
Sitler Benjamin Lee
VP, Global Sales
Transactions
- Award
Incentive Stock Option (right to buy)
2017-07-31+8,512→ 8,512 totalExercise: $8.07Exp: 2027-07-31→ Common Stock (8,512 underlying) - Award
Non-Qualified Stock Option (right to buy)
2017-07-31+17,018→ 17,018 totalExercise: $8.07Exp: 2027-07-31→ Common Stock (17,018 underlying) - Award
Restricted Stock Units (right to acquire)
2017-07-31+14,850→ 14,850 totalExercise: $0.00Exp: 2020-07-31→ Common Stock (14,850 underlying)
Footnotes (3)
- [F1]The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries.
- [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F3]The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.